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Copyright and Fair Use Information: 
Reproduction of Material for Research and Teaching

Copyright Guidelines || Fair Use || CONFU Guidelines || Internet Resources || Copyright Notices and Term Limitations || Listservs || How to Obtain Copyright Permission || 


Guidelines
On The Reproduction Of Copyrighted Materials For Teaching And Research

Please note that photocopying is governed by the United States Copyright Act of 1976 (Copyright Law of the United States; Chapter 1 § 108 related to libraries and archives) The Act outlines what may and what may not be photocopied.  

Copyright is a constitutionally conceived property right, which is designed to promote the creation and dissemination of original works of authorship. That purpose is implemented by giving a copyright owner certain exclusive rights with respect to the owner's work, subject to certain limitations, in the mutual interest of the author, the owner, and the public. These rights include exclusive rights of reproduction, preparation of derivative works, distribution, and performance. The University strongly believes that these rights are vital in maintaining a free flow of ideas in our society.

IIT faculty and staff who wish to use photocopied materials in the classroom and for research to facilitate the University's missions of teaching, research, and public service, must observe the appropriate use of such material within the spirit and the letter of the United States Copyright Law. (Title 17 United State Code).

A major limitation on the exclusive rights granted to the copyright owner is the doctrine of Fair Use (17 United States Code, Section 107) which permits certain limited copying of copyrighted works for educational or research purposes without the permission of the copyright owner. "Fair use" is a limited exception to the exclusive use of the copyright owner, which if exceeded, can subject the one making unauthorized copies and the University to severe penalties. The wide availability of copying machines has created a situation where this exception can easily be breached.  

Fair Use

“Fair use is a legal doctrine that allows the public to make limited uses of copyrighted works without permission.” (Crews, Electronic Reserves and Copyright at IUPUI)

“The rights of copyright owners are limited by a number of exceptions known as fair use doctrine.  The doctrine has been established by over two hundred years of judicial decisions and its main points have been written into the federal copyright statute.  Although the doctrine legitimizes certain circumstances of copying that serve the public good such as for educational purposes, fair use is often misunderstood as a formularized set of rules that educators and students can rely upon with certainty.  It is important to know that:

        a)     there are no precise rules, only “guidelines”;

b)     “fair use” is an affirmative defense, which means that an accused defendant must assert it, bring forth evidence that use was fair, and bear the burden of persuasion in court;

c)     Congress made it clear that it never intended to provide a specific general exemption for educational uses; 

d)     The factors that comprise fair use are all to be considered by a court, without any preestablished relative weight and with no single factor being determinative.”  (Young, pp. 11-12)

 Four Factors of Fair Use

There are four factors the courts will use to establish “fair use” of a copyrighted material: 

          1.        The purpose and character of the use.  E.g. commercial or non-profit educational.

2.        The nature of the copywrited work.  E.g. Fiction or factual, published or unpublished.

3.        The amount and substantiality of the work used.  Infringement occurs even when a small percentage of the work has been copied if that portion comprises the heart of the work.

4.        The effect of the use on the value of or market for the original work. 

 “Although, as stated, there is no statutorily required weighting, analysis of court opinions generally show that the fourth factor is most significant, the first factor is very important, and the third factor is least important.  In light of this, copying in an educational setting of material intended by its author or publisher to be sold to an educational market is usually not going to be considered fair use.”  (Young, p. 12)

CONFU Guidelines

The Galvin Library operates under the attached Fair Use Guidelines and reserves the right not to accept submissions of reserve materials believed to be in violation of Copyright Law and the Fair Use provision.

 FAIR-USE GUIDELINES FOR ELECTRONIC RESERVE SYSTEMS
Revised: March 5, 1996
Conference on Fair Use

INTRODUCTION

Many college, university, and school libraries have established reserve operations for readings and other materials that support the instructional requirements of specific courses. Some educational institutions are now providing electronic reserve systems that allow storage of electronic versions of materials that students may retrieve on a computer screen, and from which they may print a copy for their personal study. When materials are included as a matter of fair use, electronic reserve systems should constitute an ad hoc or supplemental source of information for students, beyond a textbook or other materials. If included with permission from the copyright owner, however, the scope and range of materials is potentially unlimited, depending upon the permission granted. Although fair use is determined on a case-by-case basis, the following guidelines identify an understanding of fair use for the reproduction, distribution, display, and performance of materials in the context of creating and using an electronic reserve system.

Making materials accessible through electronic reserve systems raises significant copyright issues. Electronic reserve operations include the making of a digital version of text, the distribution and display of that version at workstations, and downloading and printing of copies. The complexities of the electronic environment, and the growing potential for implicating copyright infringements, raise the need for a fresh understanding of fair use. These guidelines are not intended to burden the facilitation of reserves unduly, but instead offer a workable path that educators and librarians may follow in order to exercise a meaningful application of fair use, while also acknowledging and respecting the interests of copyright owners.

These guidelines focus generally on the traditional domain of reserve rooms, particularly copies of journal articles and book chapters, and their accompanying graphics. Nevertheless, they are not meant to apply exclusively to textual materials and may be instructive for the fair use of other media. The guidelines also focus on the use of the complete article or the entire book chapter. Using only brief excerpts from such works would most likely also be fair use, possibly without all of the restrictions or conditions set forth in these guidelines. Operators of reserve systems should also provide safeguards for the integrity of the text and the author's reputation, including verification that the text is correctly scanned.

The guidelines address only those materials protected by copyright and for which the institution has not obtained permission before including them in an electronic reserve system. The limitations and conditions set forth in these guidelines need not apply to materials in the public domain--such as works of the U.S. government or works on which copyright has expired--or to works for which the institution has obtained permission for inclusion in the electronic reserve system. License agreements may govern the uses of some materials. Persons responsible for electronic reserve systems should refer to applicable license terms for guidance. If an instructor arranges for students to acquire a work by some means that includes permission from the copyright owner, the instructor should not include that same work on an electronic reserve system as a matter of fair use.

These guidelines are the outgrowth of negotiations among diverse parties attending the Conference on Fair Use ("CONFU") meetings sponsored by the Information Infrastructure Task Force's Working Group on Intellectual Property Rights. While endorsements of any guidelines by all conference participants is unlikely, these guidelines have been endorsed by the organizations whose names appear at the end. These guidelines are in furtherance of the Working Group's objective of encouraging negotiated guidelines of fair use.

This introduction is an integral part of these guidelines and should be included with the guidelines wherever they may be reprinted or adopted by a library, academic institution, or other organization or association. No copyright protection of these guidelines is claimed by any person or entity, and anyone is free to reproduce and distribute this document without permission.

 A.     SCOPE OF MATERIAL

1.  In accordance with fair use (Section 107 of the U.S. Copyright Act), electronic reserve systems may include copyrighted materials at the request of a course instructor.  

2.  Electronic reserve systems may include short items (such as an article from a journal, a chapter from a book or conference proceedings, or a poem from a collected work) or excerpts from longer items. "Longer items" may include articles, chapters, poems, and other works that are of such length as to constitute a substantial portion of a book, journal, or other work of which they may be a part. "Short items" may include articles, chapters, poems, and other works of a customary length and structure as to be a small part of a book, journal, or other work, even if that work may be marketed individually.  

3.  Electronic reserve systems should not include any material unless the instructor, the library, or another unit of the educational institution possesses a lawfully obtained copy.  

4.  The total amount of material included in electronic reserve systems for a specific course as a matter of fair use should be a small proportion of the total assigned reading for a particular course.

B.     NOTICES AND ATTRIBUTIONS

1.   On a preliminary or introductory screen, electronic reserve systems should display a notice, consistent with the notice described in Section 108(f)(1) of the Copyright Act. The notice should include additional language cautioning against further electronic distribution of the digital work.  

2.   If a notice of copyright appears on the copy of a work that is included in an electronic reserve system, the following statement shall appear at some place where users will likely see it in connection with access to the particular work:

"The work from which this copy is made includes this notice: [restate the elements of the statutory copyright notice: e.g., Copyright 1996, XXX Corp.]"

3.   Materials included in electronic reserve systems should include appropriate citations or attributions to their sources.

C.     ACCESS AND USE  

  1. Electronic reserve systems should be structured to limit access to students registered in the course for which the items have been placed on reserve, and to instructors and staff responsible for the course or the electronic system.  

  2. The appropriate methods for limiting access will depend on available technology. Solely to suggest and not to prescribe options for implementation, possible methods for limiting access may include one or more of the following or other appropriate methods:

(a) individual password controls or verification of a student's registration status; or
(b) password system for each class; or
(c) retrieval of works by course number or instructor name, but not by author or title of the work; or
(d) access limited to workstations that are ordinarily used by, or are accessible to, only enrolled students or appropriate staff or faculty.  

  1. Students should not be charged specifically or directly for access to electronic reserve systems.

  D.    STORAGE AND REUSE

  1. Permission from the copyright holder is required if the item is to be reused in a subsequent academic term for the same course offered by the same instructor, or if the item is a standard assigned or optional reading for an individual course taught in multiple sections by many instructors.

  2. Material may be retained in electronic form while permission is being sought or until the next academic term in which the material might be used, but in no event for more than three calendar years, including the year in which the materials are last used.  

  3. Short-term access to materials included on electronic reserve systems in previous academic terms may be provided to students who have not completed the course.

*** End of Fair Use Guidelines for E-Reserves

Other Restrictions.  The following uses of photocopied material are restricted from placement on Reserve without copyright permission:

  • Entire photocopied books cannot be placed on Reserve without written permission from the copyright holder.

  • The same instructor without permission from the copyright holder cannot use photocopies of the same items from term to term.

  • Photocopies of such things as workbooks, exercises, standardized tests and like material cannot be placed on Reserve.

Course packets of copyrighted articles are considered anthologies and, as such, cannot be placed on the Reserve without written permission from the copyright holder. (For copyright permission see page 9).

 Access to Electronic Reserves is limited to the IIT community, which is comprised of students, faculty, and staff. At the end of each semester, all material in Electronic Reserves will be deleted from the database.  

Major sources for Copyright & Licensing Information on the Internet:

General

Licensing

Licensing Organizations

Copyright notices

 

For works first published on and after March 1, 1989, use of the copyright notice is optional, though highly recommended. Before March 1, 1989, the use of the notice was mandatory on all published works, and any work first published before that date must bear a notice or risk loss of copyright protection.

 

Copyright term limitations

 

Copyright & Licensing listservs

  • Cyberspace-Law, "email Internet seminar for non-lawyers."

Send email to: listproc-request@counsel.com, with message subscribe cyberspace-law <your first & last name>

  • Liblicense-L, "discussion lists on the topic of electronic content licensing for academic & research libraries."

Send email to: listproc@pantheon.yale.edu with message subscribe liblicense-l, <your first & last name>

How to Obtain Copyright Permission

Obtaining permission to make print or electronic copies of a copyright holder’s work is a two-step process.

First, determine who holds the copyright to a particular work.  (Usually, this information is part of the title page to a book or journal.) 

The second step is to request permission to duplicate the work.  One of the most frequent reasons cited by permissions departments for delays in answering requests of this nature is incomplete or inaccurate information contained in requests.  A survey of permissions professionals conducted by the Association of American Publishers determined that the following facts are necessary in order to authorize duplication of copyrighted materials. 

1.  Title, author and/or editor, and edition of materials to be duplicated

2.  Exact material to be used, giving amount, page numbers, chapters and, if possible, a  photocopy of the material

3.  Number of copies to be made

4.  Use to be made of duplicated materials

5.  Form of distribution (classroom, newsletter, Electronic Reserves, etc.)

6.  Whether or not the material is to be sold

            7.  Type of reprint (photocopy, temporary digital storage)*

One may use the Association of American Publishers' website for advice on requesting copyright permission from publishers.

Reprinted from Copyright Primer for Chemical Educators, Association of American Publishers, Washington, D.C., 1981, 5p.

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