Copyright and Fair Use
Information:
Reproduction of Material for Research and
Teaching
Copyright
Guidelines || Fair Use
|| CONFU Guidelines
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Resources || Copyright
Notices and Term Limitations || Listservs
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to Obtain Copyright Permission ||
Guidelines
On The Reproduction Of Copyrighted Materials For
Teaching And Research
Please
note that photocopying is governed by the United
States Copyright Act of 1976 (Copyright
Law of the United States; Chapter
1 § 108 related to libraries and archives)
The Act outlines what may and what may not be
photocopied.
Copyright
is a constitutionally conceived property right,
which is designed to promote the creation and
dissemination of original works of authorship.
That purpose is implemented by giving a
copyright owner certain exclusive rights with
respect to the owner's work, subject to certain
limitations, in the mutual interest of the
author, the owner, and the public. These rights
include exclusive rights of reproduction,
preparation of derivative works, distribution,
and performance. The University strongly
believes that these rights are vital in
maintaining a free flow of ideas in our society.
IIT
faculty and staff who wish to use photocopied
materials in the classroom and for research to
facilitate the University's missions of
teaching, research, and public service, must
observe the appropriate use of such material
within the spirit and the letter of the United
States Copyright Law. (Title 17 United State
Code).
A
major limitation on the exclusive rights granted
to the copyright owner is the doctrine of Fair
Use (17 United States Code, Section 107)
which permits certain limited copying of
copyrighted works for educational or research
purposes without the permission of the copyright
owner. "Fair use" is a limited
exception to the exclusive use of the copyright
owner, which if exceeded, can subject the one
making unauthorized copies and the University to
severe penalties. The wide availability of
copying machines has created a situation where
this exception can easily be breached.
Fair
Use
“Fair use is a legal
doctrine that allows the public to make limited
uses of copyrighted works without permission.”
(Crews, Electronic Reserves and Copyright at
IUPUI)
“The rights of copyright
owners are limited by a number of exceptions
known as fair use doctrine. The doctrine
has been established by over two hundred years
of judicial decisions and its main points have
been written into the federal copyright statute.
Although the doctrine legitimizes certain
circumstances of copying that serve the public
good such as for educational purposes, fair use
is often misunderstood as a formularized set of
rules that educators and students can rely upon
with certainty. It is important to know
that:
a) there are no precise
rules, only “guidelines”;
b) “fair use” is an
affirmative defense, which means that an accused
defendant must assert it, bring forth evidence
that use was fair, and bear the burden of
persuasion in court;
c) Congress made it
clear that it never intended to provide a
specific general exemption for educational
uses;
d) The factors that
comprise fair use are all to be considered by a
court, without any preestablished relative
weight and with no single factor being
determinative.” (Young, pp. 11-12)
Four Factors of Fair
Use
There
are four factors the courts will use to
establish “fair use” of a copyrighted
material:
1. The
purpose and character of the use. E.g.
commercial or non-profit educational.
2. The
nature of the copywrited work. E.g.
Fiction or factual, published or unpublished.
3. The
amount and substantiality of the work used.
Infringement occurs even when a small percentage
of the work has been copied if that portion
comprises the heart of the work.
4. The
effect of the use on the value of or market for
the original work.
“Although, as
stated, there is no statutorily required
weighting, analysis of court opinions generally
show that the fourth factor is most significant,
the first factor is very important, and the
third factor is least important. In light
of this, copying in an educational setting of
material intended by its author or publisher to
be sold to an educational market is usually not
going to be considered fair use.”
(Young, p. 12)
CONFU Guidelines
The Galvin Library
operates under the attached Fair Use Guidelines
and reserves the right not to accept submissions
of reserve materials believed to be in violation
of Copyright Law and the Fair Use provision.
FAIR-USE GUIDELINES
FOR ELECTRONIC RESERVE SYSTEMS
Revised: March 5, 1996
Conference on Fair Use
INTRODUCTION
Many college, university,
and school libraries have established reserve
operations for readings and other materials that
support the instructional requirements of
specific courses. Some educational institutions
are now providing electronic reserve systems
that allow storage of electronic versions of
materials that students may retrieve on a
computer screen, and from which they may print a
copy for their personal study. When materials
are included as a matter of fair use, electronic
reserve systems should constitute an ad hoc
or supplemental source of information for
students, beyond a textbook or other materials.
If included with permission from the copyright
owner, however, the scope and range of materials
is potentially unlimited, depending upon the
permission granted. Although fair use is
determined on a case-by-case basis, the
following guidelines identify an understanding
of fair use for the reproduction, distribution,
display, and performance of materials in the
context of creating and using an electronic
reserve system.
Making materials
accessible through electronic reserve systems
raises significant copyright issues. Electronic
reserve operations include the making of a
digital version of text, the distribution and
display of that version at workstations, and
downloading and printing of copies. The
complexities of the electronic environment, and
the growing potential for implicating copyright
infringements, raise the need for a fresh
understanding of fair use. These guidelines are
not intended to burden the facilitation of
reserves unduly, but instead offer a workable
path that educators and librarians may follow in
order to exercise a meaningful application of
fair use, while also acknowledging and
respecting the interests of copyright owners.
These guidelines focus
generally on the traditional domain of reserve
rooms, particularly copies of journal articles
and book chapters, and their accompanying
graphics. Nevertheless, they are not meant to
apply exclusively to textual materials and may
be instructive for the fair use of other media.
The guidelines also focus on the use of the
complete article or the entire book chapter.
Using only brief excerpts from such works would
most likely also be fair use, possibly without
all of the restrictions or conditions set forth
in these guidelines. Operators of reserve
systems should also provide safeguards for the
integrity of the text and the author's
reputation, including verification that the text
is correctly scanned.
The guidelines address
only those materials protected by copyright and
for which the institution has not obtained
permission before including them in an
electronic reserve system. The limitations and
conditions set forth in these guidelines need
not apply to materials in the public
domain--such as works of the U.S. government or
works on which copyright has expired--or to
works for which the institution has obtained
permission for inclusion in the electronic
reserve system. License agreements may govern
the uses of some materials. Persons responsible
for electronic reserve systems should refer to
applicable license terms for guidance. If an
instructor arranges for students to acquire a
work by some means that includes permission from
the copyright owner, the instructor should not
include that same work on an electronic reserve
system as a matter of fair use.
These guidelines are the
outgrowth of negotiations among diverse parties
attending the Conference on Fair Use ("CONFU")
meetings sponsored by the Information
Infrastructure Task Force's Working Group on
Intellectual Property Rights. While endorsements
of any guidelines by all conference participants
is unlikely, these guidelines have been endorsed
by the organizations whose names appear at the
end. These guidelines are in furtherance of the
Working Group's objective of encouraging
negotiated guidelines of fair use.
This introduction is an
integral part of these guidelines and should be
included with the guidelines wherever they may
be reprinted or adopted by a library, academic
institution, or other organization or
association. No copyright protection of these
guidelines is claimed by any person or entity,
and anyone is free to reproduce and distribute
this document without permission.
A.
SCOPE OF MATERIAL
1. In accordance
with fair use (Section 107 of the U.S. Copyright
Act), electronic reserve systems may include
copyrighted materials at the request of a course
instructor.
2. Electronic
reserve systems may include short items (such as
an article from a journal, a chapter from a book
or conference proceedings, or a poem from a
collected work) or excerpts from longer items.
"Longer items" may include articles,
chapters, poems, and other works that are of
such length as to constitute a substantial
portion of a book, journal, or other work of
which they may be a part. "Short
items" may include articles, chapters,
poems, and other works of a customary length and
structure as to be a small part of a book,
journal, or other work, even if that work may be
marketed individually.
3. Electronic
reserve systems should not include any material
unless the instructor, the library, or another
unit of the educational institution possesses a
lawfully obtained copy.
4. The total amount
of material included in electronic reserve
systems for a specific course as a matter of
fair use should be a small proportion of the
total assigned reading for a particular course.
B. NOTICES AND
ATTRIBUTIONS
1.
On a preliminary or introductory screen,
electronic reserve systems should display a
notice, consistent with the notice described in
Section 108(f)(1) of the Copyright Act. The
notice should include additional language
cautioning against further electronic
distribution of the digital work.
2. If a notice of copyright appears on the
copy of a work that is included in an electronic
reserve system, the following statement shall
appear at some place where users will likely see
it in connection with access to the particular
work:
"The
work from which this copy is made includes this
notice: [restate the elements of the statutory
copyright notice: e.g., Copyright 1996, XXX
Corp.]"
3.
Materials included in electronic reserve systems should include
appropriate citations or attributions to their
sources.
C.
ACCESS
AND USE
-
Electronic reserve
systems should be structured to limit access
to students registered in the course for
which the items have been placed on reserve,
and to instructors and staff responsible for
the course or the electronic system.
-
The appropriate
methods for limiting access will depend on
available technology. Solely to suggest and
not to prescribe options for implementation,
possible methods for limiting access may
include one or more of the following or
other appropriate methods:
(a)
individual password controls or verification of
a student's registration status; or
(b) password system for each class; or
(c) retrieval of works by course number or
instructor name, but not by author or title of
the work; or
(d) access limited to workstations that are
ordinarily used by, or are accessible to, only
enrolled students or appropriate staff or
faculty.
-
Students should not be
charged specifically or directly for access
to electronic reserve systems.
D. STORAGE
AND REUSE
-
Permission from the
copyright holder is required if the item is
to be reused in a subsequent academic term
for the same course offered by the same
instructor, or if the item is a standard
assigned or optional reading for an
individual course taught in multiple
sections by many instructors.
-
Material may be
retained in electronic form while permission
is being sought or until the next academic
term in which the material might be used,
but in no event for more than three calendar
years, including the year in which the
materials are last used.
-
Short-term access to
materials included on electronic reserve
systems in previous academic terms may be
provided to students who have not completed
the course.
*** End of Fair Use
Guidelines for E-Reserves
Other Restrictions.
The following uses of photocopied
material are restricted from placement on
Reserve without copyright permission:
-
Entire photocopied
books cannot be placed on Reserve without
written permission from the copyright
holder.
-
The same instructor
without permission from the copyright holder
cannot use photocopies of the same items
from term to term.
-
Photocopies of such
things as workbooks, exercises, standardized
tests and like material cannot be placed on
Reserve.
Course packets of
copyrighted articles are considered
anthologies and, as such, cannot be placed
on the Reserve without written permission
from the copyright holder. (For copyright
permission see page 9).
Access to Electronic
Reserves is limited to the IIT community, which
is comprised of students, faculty, and staff. At
the end of each semester, all material in
Electronic Reserves will be deleted from the
database.
Major
sources for Copyright & Licensing Information
on the Internet:
General
Licensing
Licensing Organizations
Copyright
notices
For
works first published on and after March 1,
1989, use of the copyright notice is optional,
though highly recommended. Before March 1, 1989,
the use of the notice was mandatory on all
published works, and any work first published
before that date must bear a notice or risk loss
of copyright protection.
Copyright
term limitations
Copyright
& Licensing listservs
Send
email to: listproc-request@counsel.com, with
message subscribe cyberspace-law <your first
& last name>
Send
email to: listproc@pantheon.yale.edu with
message subscribe liblicense-l, <your first
& last name>
How to Obtain Copyright Permission
Obtaining permission to
make print or electronic copies of a copyright
holder’s work is a two-step process.
First, determine who holds the copyright to a
particular work.
(Usually, this information is part of the
title page to a book or journal.)
The second step is to request
permission to duplicate the work.
One of the most frequent reasons cited by
permissions departments for delays in answering
requests of this nature is incomplete or
inaccurate information contained in requests.
A survey of permissions professionals
conducted by the Association of American
Publishers determined that the following facts
are necessary in order to authorize duplication
of copyrighted materials.
1.
Title, author and/or editor, and edition
of materials to be duplicated
2.
Exact material to be used, giving amount,
page numbers, chapters and, if possible, a
photocopy of the material
3.
Number of copies to be made
4.
Use to be made of duplicated materials
5.
Form of distribution (classroom,
newsletter, Electronic Reserves, etc.)
6.
Whether or not the material is to be sold
7. Type
of reprint (photocopy, temporary digital
storage)*
One may use the
Association of American Publishers' website for advice on
requesting copyright permission
from publishers.
Reprinted
from
Copyright
Primer for Chemical Educators,
Association of American Publishers,
Washington, D.C., 1981, 5p.
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